TERRI KAY HOBBS at SECURITIES MANAGEMENT & RESEARCH, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against TERRI KAY HOBBS
Disclosure #1 for TERRI HOBBS
- Event Date: 5/2/2003
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Closed-No Action
- Disclosure Detail :: Allegations: REGISTERED REPRESENTATIVE DID NOT DELIVER ORIGINAL POLICY, EXPLAIN SURRENDER CHARGES OR THAT PAYING LESS THAN MONTHLY PLANNED PREMIUM WOULD RESULT IN DIFFERENCE BEING DEDUCTED FROM INVESTMENT.
- Damage Amount Requested: $8,494.37
- Arbitration Docket Number:
- Broker Comment: AFTER THE INVESTIGATION BY MY BROKER/DEALER, NO MISREPRESENTATION WAS FOUND.
Should I file a FINRA complaint against brokers like TERRI KAY HOBBS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by TERRI KAY HOBBS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About TERRI KAY HOBBS
What is TERRI HOBBS’s Central Registration Depository (CRD) Number?
Which firm is TERRI KAY HOBBS associated with?
SECURITIES MANAGEMENT & RESEARCH, INC.
Where is TERRI HOBBS located?
11425 San Luis Peak Way, Peyton, CO, 80831
Where can I find more details about TERRI HOBBS’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/759 to read a detailed report for SECURITIES MANAGEMENT & RESEARCH, INC.
Are there any disclosures, allegations or complaints filed against TERRI KAY HOBBS?
Where can I download a detailed FINRA report for TERRI HOBBS?
Is it safe to do business with TERRI KAY HOBBS?
We’re not sure. Please research TERRI HOBBS’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:39 pm
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