STEVEN PAUL JOHNSON at SAGEPOINT FINANCIAL, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against STEVEN PAUL JOHNSON
Disclosure #1 for STEVEN JOHNSON
- Event Date: 2/8/1998
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: POSSESSION OF MARIJUANA, CL6F AND PODP, CL6F
- Disposition: Reduced
- Amended Charges: REDUCED TO POSSISSION OF MARIJUANA, CLASS 1 MISDEMEANOR
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: FINE & COMMUNITY SERVICE
- Broker Comment: REDUCED TO MISDEAMEANOR – PAID FINE & COMMINITY SERVICE
Should I file a FINRA complaint against brokers like STEVEN PAUL JOHNSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by STEVEN PAUL JOHNSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About STEVEN PAUL JOHNSON
What is STEVEN JOHNSON’s Central Registration Depository (CRD) Number?
Which firm is STEVEN PAUL JOHNSON associated with?
SAGEPOINT FINANCIAL, INC.
Where is STEVEN JOHNSON located?
20 E THOMAS RD, PHOENIX, AZ, 85012
Where can I find more details about STEVEN JOHNSON’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/133763 to read a detailed report for SAGEPOINT FINANCIAL, INC.
Are there any disclosures, allegations or complaints filed against STEVEN PAUL JOHNSON?
Where can I download a detailed FINRA report for STEVEN JOHNSON?
Is it safe to do business with STEVEN PAUL JOHNSON?
We’re not sure. Please research STEVEN JOHNSON’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:33 pm
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