ROBERT CRAIG MCCARTHY at SEI INVESTMENTS DISTRIBUTION CO. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against ROBERT CRAIG MCCARTHY
Disclosure #1 for ROBERT MCCARTHY
- Event Date: 4/29/1984
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: POSSESSION OF AN ILLEGAL SUBSTANCE.
- Disposition: I HAD A FELONY PLACED ON MY RECORD AND WAS PLACED ON PROBATION FOR FIVE YEARS.
- Broker Comment: IN 1984 I WAS ARRESTED FOR POSSESSION OF AN ILLEGAL SUBSTANCE. I WAS PLACED ON PROBATION AND HAVE NOT HAD ANY FURTHER TRANSGRESSIONS.
Should I file a FINRA complaint against brokers like ROBERT CRAIG MCCARTHY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by ROBERT CRAIG MCCARTHY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About ROBERT CRAIG MCCARTHY
What is ROBERT MCCARTHY’s Central Registration Depository (CRD) Number?
Which firm is ROBERT CRAIG MCCARTHY associated with?
SEI INVESTMENTS DISTRIBUTION CO.
Where is ROBERT MCCARTHY located?
ONE FREEDOM VALLEY DRIVE, OAKS, PA, 19456
Where can I find more details about ROBERT MCCARTHY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10690 to read a detailed report for SEI INVESTMENTS DISTRIBUTION CO.
Are there any disclosures, allegations or complaints filed against ROBERT CRAIG MCCARTHY?
Where can I download a detailed FINRA report for ROBERT MCCARTHY?
Is it safe to do business with ROBERT CRAIG MCCARTHY?
We’re not sure. Please research ROBERT MCCARTHY’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:42 pm
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