Kurt Jasin at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against Kurt Jasin
Disclosure #1 for Kurt Jasin
-
- Event Date: 1/5/2001
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Possession of a controlled substance
- Disposition: Pled guilty
- Amended Charges: Possession of a contolled substance
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Dismissed Charges: Possession of controlled substance with intent to sell.
- Disposition: Dismissed
- Broker Comment: I would like to note that I was 23 years at the time of this arrest. I had been living my own since age 17 when I left home. During this time I was working and paying my own way to obtain my Bachelor of Science in Engineering from the University of CA, Irvine. I graduated in May 2002. This was a difficult time in my life and one that taught me a major lesson. During my guilty plea I was advised by the judge that after successfully completing probation, I was eligible to petition the court to reduce the charges. In 2005, I successfully petitioned the court and my charges were reduced to a misdemeanor, a not guilty plea was entered, and the case was dismissed.
Should I file a FINRA complaint against brokers like Kurt Jasin?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Kurt Jasin’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.
Frequently Asked Questions About Kurt Jasin
What is Kurt Jasin’s Central Registration Depository (CRD) Number?
Which firm is Kurt Jasin associated with?
SANFORD C. BERNSTEIN & CO., LLC
Where is Kurt Jasin located?
1999 AVENUE OF THE STARS, SUITE 2150, LOS ANGELES, CA, 90067
Where can I find more details about Kurt Jasin’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC
Are there any disclosures, allegations or complaints filed against Kurt Jasin?
Where can I download a detailed FINRA report for Kurt Jasin?
Is it safe to do business with Kurt Jasin?
We’re not sure. Please research Kurt Jasin’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:37 pm
The views and opinions expressed in these articles are those of the source BROKERAUDIT.COM and do not necessarily reflect the official position of ‘Dr. Ronald Ashburn,’ which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.
This article is syndicated automatically through a third-party agency from BROKERAUDIT.COM.
To view the original article at BROKERAUDIT.COM, you can visit https://www.brokeraudit.com/kurt-jasin-sanford-c-bernstein-co-llc/.
