KATHERINE MARKOWSKI at SAGEPOINT FINANCIAL, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)



CRD# 5980107


    • Event Date: 11/6/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Customer alleges the representative made a recommendation that did not meet the clients’ needs and allegedly caused losses.
    • Damage Amount Requested: $44,000.00
    • Settlement Amount: $18,000.00
    • Arbitration Docket Number:
    • Broker Comment: The firm settled the matter to avoid the cost and uncertainty of arbitration. The representative did not participate in or contribute to the settlement.

Should I file a FINRA complaint against brokers like KATHERINE MARKOWSKI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by KATHERINE MARKOWSKI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About KATHERINE MARKOWSKI

What is KATHERINE MARKOWSKI’s Central Registration Depository (CRD) Number?

Which firm is KATHERINE MARKOWSKI associated with?




Where can I find more details about KATHERINE MARKOWSKI’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/133763 to read a detailed report for SAGEPOINT FINANCIAL, INC.

Are there any disclosures, allegations or complaints filed against KATHERINE MARKOWSKI?

Yes. There are disclosures, allegations, or complaints filed against KATHERINE MARKOWSKI. Click here to view all details

Where can I download a detailed FINRA report for KATHERINE MARKOWSKI?

Click here to download a detailed FINRA report for KATHERINE MARKOWSKI

Is it safe to do business with KATHERINE MARKOWSKI?

We’re not sure. Please research KATHERINE MARKOWSKI’s disclosures, allegations and complaints before taking a decision

Originally reported on November 17, 2022 @ 8:33 pm



The views and opinions expressed in these articles are those of the source BROKERAUDIT.COM and do not necessarily reflect the official position of ‘Dr. Ronald Ashburn,’ which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

This article is syndicated automatically through a third-party agency from BROKERAUDIT.COM.

To view the original article at BROKERAUDIT.COM, you can visit https://www.brokeraudit.com/katherine-markowski-sagepoint-financial-inc/.


Written by

Leave a reply

Your email address will not be published. Required fields are marked *