JEFFREY LON SMITH at THE O.N. EQUITY SALES COMPANY – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against JEFFREY LON SMITH
Disclosure #1 for JEFFREY SMITH
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- Event Date: 4/11/2019
- Disclosure Type: Customer Dispute
- Resolution: Pending
- Allegations: customer alleges representative provided incorrect information regarding living benefit rider
- Damage Amount Requested: $50,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like JEFFREY LON SMITH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by JEFFREY LON SMITH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About JEFFREY LON SMITH
What is JEFFREY SMITH’s Central Registration Depository (CRD) Number?
Which firm is JEFFREY LON SMITH associated with?
THE O.N. EQUITY SALES COMPANY
Where is JEFFREY SMITH located?
14 Evergreen Ct, BETHALTO, IL, 62010
Where can I find more details about JEFFREY SMITH’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/2936 to read a detailed report for THE O.N. EQUITY SALES COMPANY
Are there any disclosures, allegations or complaints filed against JEFFREY LON SMITH?
Where can I download a detailed FINRA report for JEFFREY SMITH?
Is it safe to do business with JEFFREY LON SMITH?
We’re not sure. Please research JEFFREY SMITH’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:33 pm
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