DENNIS ARTHUR BARRY at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against DENNIS ARTHUR BARRY
Disclosure #1 for DENNIS BARRY
- Event Date: 1/17/1993
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: FRADULENT CHECK, 1 COUNT, MISDEMEANOR, NOT-GUILTY, FRADULENT CHECK
- Charge Type: MISDEMEANOR
- Disposition: A. DISMISSED, B. 3/1/1993, C. SENTENCE – NONE (CHARGES DISMISSED), D. DURATION – NONE, E. START DATE – NONE, F. FINE AMTA – $20.00, G. DATE PAID – 2/17/1993
- Broker Comment: CHARGES WERE BROUGHT IN ERROR. I PAID FOR THE RETURNED CHECK IMMEDIATELY UPON NOTIFICATION. THE STORE’S BOOKKEEPER NEVER CLEARED THE DEBT. A WARRANT WAS ISSUED FOR ME TO REPORT TO THE SHERIFF’S OFFICE. I WENT, SHOWED THE RECEIPT FOR THE CHECK, PAID THE $20.00 COURT FEE AND ALL CHARGES WERE DISMISSED AS OF 3/1/1993
Should I file a FINRA complaint against brokers like DENNIS ARTHUR BARRY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by DENNIS ARTHUR BARRY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About DENNIS ARTHUR BARRY
What is DENNIS BARRY’s Central Registration Depository (CRD) Number?
Which firm is DENNIS ARTHUR BARRY associated with?
THRIVENT INVESTMENT MANAGEMENT INC.
Where is DENNIS BARRY located?
2 Winchester Ct, Mauldin, SC, 29662
Where can I find more details about DENNIS BARRY’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.
Are there any disclosures, allegations or complaints filed against DENNIS ARTHUR BARRY?
Where can I download a detailed FINRA report for DENNIS BARRY?
Is it safe to do business with DENNIS ARTHUR BARRY?
We’re not sure. Please research DENNIS BARRY’s disclosures, allegations and complaints before taking a decision
Originally posted on November 17, 2022 @ 8:42 pm
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