Abigail Kaufmann at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)
RedFlag, Allegation and/or Complaint against Abigail Kaufmann
Disclosure #1 for Abigail Kaufmann
- Event Date: 3/25/2014
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: POSSESS COUNTERFEITED DRIVERS LICENSE OR ID CARD
- Disposition: Dismissed Charges: LARCENY GRAND THEFT IS 300 OR MORE BUT LESS THAN 5K
- Disposition: Dismissed
- Broker Comment: This incident was a direct result of me being in the wrong place at the wrong time. I was never formally convicted of any of the two charges noted. I have paperwork that I can provide showing the charges were dismissed.
Should I file a FINRA complaint against brokers like Abigail Kaufmann?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Abigail Kaufmann’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About Abigail Kaufmann
What is Abigail Kaufmann’s Central Registration Depository (CRD) Number?
Which firm is Abigail Kaufmann associated with?
SANFORD C. BERNSTEIN & CO., LLC
Where is Abigail Kaufmann located?
1999 AVENUE OF THE STARS, SUITE 2150, LOS ANGELES, CA, 90067
Where can I find more details about Abigail Kaufmann’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC
Are there any disclosures, allegations or complaints filed against Abigail Kaufmann?
Where can I download a detailed FINRA report for Abigail Kaufmann?
Is it safe to do business with Abigail Kaufmann?
We’re not sure. Please research Abigail Kaufmann’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:37 pm
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